Charterprime operates in some of the strictest financial services regulatory frameworks in the world, specifically Australia and New Zealand. Working within these regulatory frameworks means that clients find comfort in our strict adherence to global anti-money laundering (AML) and counter-terrorism financing legislation.
CHARTERPRIME LIMITED is incorporated in New Zealand and registered with the Financial Services Providers Register (FSPR) (FSP no. 348606).
CHARTERPRIME PTY LTD is incorporated in Australia and holds an Australian Financial Services License (ASFL) (AFSL no. 421210).
The Australian Securities & Investments Commission (ASIC) is an independent Australian government body that acts as Australia's corporate regulator. ASIC's role is to enforce and regulate company and financial services laws to protect Australian consumers, investors and creditors.
The Financial Service Providers Register (FSPR) is a searchable online register of the people, businesses, and organisations that offer financial services in New Zealand.
The FSPR contains important information about registered financial services providers (FSPs), including the types of services they are registered for. Charterprime is classified as a ‘K641130 stockbroking or trading’ company.